Lucas Giese
Climate Studies
Resource Guide
11/11/15
Annotated Bibliography
Acronyms:
IO--International organization
NGO--Nongovernmental organization
ENGO--Environmental nongovernmental organization
Barnett, Michael N., and
Martha Finnemore. "The Politics, Power, and Pathologies of International
Organizations." International Organization 53, no. 4 (September 1999):
699-732.
Barnett and
Finnemore, using a constructivist approach, describe the characteristics of IOs
and the narratives that are used to define them, ultimately characterizing IOs
within a framework that offers explanation for phenomena that doesn’t comport
with traditional explanations. Countering
the economic and realist narratives that describe IOs within the context of and
under the legitimacy of actors—nation states—to determine their activities and
interests, they complicate the notions of IO structure by arguing that IOs are
semiautonomous institutions that have a degree of self interest and autonomy
based off of Weber’s theories of bureaucracy.
This analysis gives an overview of IOs, the institutions that NGOs act
within, and can offer insight into the development of the nature of NGOs.
Böhmelt, Tobias, and
Carola Betzold. "The impact of environmental interest groups in
international negotiations: Do ENGOs induce stronger environmental commitments?."
International Environmental Agreements: Politics, Law & Economics 13, no. 2
(May 2013): 127-151.
Böhmelt and Betzold investigate the impact of ENGOs
within the context of international organizations and negotiations, taking a quantitative
approach that sought to empirically find correlation between NGO participation
and state commitment to environmental agreements. They attempt to fill the gap in the
literature that quantifies the influence of ENGOs, whereas much of previous
scholarly work focuses on the qualitative aspects of ENGO strategy and
tactics. They test a number of
hypotheses, including the effect of ENGO access to negotiations, the effect of
the number of ENGOs participating, as well as the relationship between access possibilities
and the number of ENGOs. This analysis,
while admittedly not definitive because of limitation in data and the
assumptions made about the homogeneity of ENGOs, does offer an option for quantifying
the role of ENGOs.
Dombrowski,
Kathrin. “Filling the gap? An
analysis of non-governmental organizations responses to participation and
representation deficits in global climate governance.” International
Environmental Agreements: Politics, Law and Economics, 10 (4) (2010). pp.
397-416.
Dombrowski analyzes
the constitution and the role of NGOs within climate change international
organizations, discussing the assumptions made about NGO participation and the
norms and institutional structures that result from these assumptions. NGOs in global governance are assumed to be representative
of marginalized communities that may not be adequately represented by their
respective states, thus increasing the democratic legitimacy of these international
organizations. Dombrowski also raises
questions on the assumption of NGOs representative nature, wondering how NGOs behave
as delegates and representatives and if they actually represent the people the
claim to represent. This article raises
a number of interesting questions that could be investigated further.
Ford, Lucy H.
"Challenging Global Environmental Governance: Social Movement Agency and
Global Civil Society." Global Environmental Politics 3, no. 2 (May 2003):
120.
Ford
characterizes civil society participation through NGOs and environmental social
movements in response to the hierarchical structure of global environmental politics. She argues from a critical perspective that global
governance is a hegemonic institution that incorporates some institutionalized
NGOs within itself, while marginalizing other civil society groups outside of
the hegemonic institutions. This
critique establishes the dichotomy between “insider” and “outsider” NGOs with
differentiated position and influence within IOs.
Giorgetti, Chiara. “The
Role of Nongovernmental Organizations in the Climate Change Negotiations.”
9 Colo. J. Int'l Envtl. L. & Pol'y 115 (1998).
Giorgetti describes
the origins and purpose of nongovernmental organizations within in climate
change negotiations, as well as discussing the advantages and disadvantages
that NGOs hold within international institutions. She also charts the historical development of
NGOs and the official language that solidifies their role within international organizations. Her analysis, written in 1998 after the first
wave of climate change summits during the 1990’s, captures the rise of
environmental organizations within civil society and offers a preliminary
outline for their study.
Gough, Clair, and Simon
Shackley. "The Respectable Politics of Climate Change: The Epistemic
Communities and NGOs." International Affairs 77, no. 2 (April 2001).
Gough and
Shackley describe the role of NGOs within international organizations and
negotiations surrounding climate change, arguing that NGOs have increasingly
become incorporated into the epistemic communities of these IOs. They describe the three groups of
participating NGOs in climate negotiations and three activities in which they
participate in the process. They argue
that some NGOs have become institutionalized within the epistemic community of IOs
and therefor their narratives, activities, and tactic are established within
the realm of what they term “respectable politics,” a recognized set of norms
and code of conduct.
Hadden, Jennifer.
"Explaining Variation in Transnational Climate Change Activism: The Role
of Inter-Movement Spillover." Global Environmental Politics 14, no. 2 (May
2014): 7-25.
Hadden
discusses the impact of merging civil society and activism groups, specifically
the combination of environmental NGOs with global justice groups aimed at
decreasing global inequality. She uses
the theory of “social movement spillover” to describe the diffusion of ideas
and the sharing of resources between actors within social movements, and
analyzes the effect of this phenomenon on the changes in tactics and results by
ENGOs at COP19 in Copenhagen. Her study
serves as a guide for incorporating some level of quantitative analysis with
qualitative description and evaluation.
Ohanyan, Anna.
"Network Institutionalism and NGO Studies." International Studies
Perspectives 13, no. 4 (November 2012): 366-389.
Ohanyan
develops a framework for studying NGOs within international organizations and
institutions, combining network theory with institutional theory to explain the
positioning of NGOs within IOs. This
article offers an introduction to both network and institutional theory before
establishing its own formulation and theory.
By incorporating elements of network theory into institutional theory,
Ohanyan is able to account for the institutionalization of organizations that
lack the social permanence and establishment that institutions posses, due to
their embeddedness within networks of information and their production of public
goods. This article offers an insightful sociological look into the structure
of international organizations and actors within them, a great resource for
further study and research.
Raustiala,
Kal. “States, NGOs, and international environmental institutions.”
International Studies Quarterly 41 (December 1997): 719-740.
Raustiala offers an argument for
NGO participation within international environmental institutions by employing
regime theory and institutional analysis, contending that NGOs can strengthen primary
actors in IOs, nation states, by filling in and bolstering states’ interests
and abilities. He assumes that states
are the are the only legitimate actors within IOs, therefore concluding that
any NGO contribution serve to augment state power and ability, despite the fact
that some NGOs are critical of the state’s role. This review is a traditional perspective in
international relations theory that many other scholars have worked to
counter.
"Climate
Initiative." Centre for Policy Research. August 31, 2015. Accessed
November 12, 2015. http://cprindia.org/projects/climate-initiative.
The Centre for Policy Research
offers analysis and reports from a number of reputable scholars in the
scientific fields and public policy, as one of India’s oldest and most
reputable think tanks. They offer
commentary and policy recommendations in the areas of environmental issues and
climate change and are a great resource for understanding Indian perspectives
on climate change. They will be a good
contact in COP21 as well.
India. Ministry for the
Environment, Forest and Climate Change. Intended Nationally Determined
Contribution.
India has submitted an “Intended Nationally Determined
Contribution,” their proposed plan for reducing greenhouse gas emission and
their expected stance in negotiations in COP21.
It also elucidates the Indian narrative and goals surrounding climate
change mitigation and adaptation, highlighting areas of contention including
development and poverty reduction in tandem with mitigation and adaptation and
the implementation of the common but differentiated responsibility principle
within an agreement.
"UNFCCC Country Brief
2013: India." Climate Change Secretariat, October 2, 2015.
http://newsroom.unfccc.int/media/420472/country-brief-india.pdf.
This is a summary of India’s environmental qualities and
characteristics and their contributions to emissions and capacities for reduction. It is a clear fact sheet for policy makers
within the UN community and outside observers that gives quantitative data for
use while constructing policy.
The UNDP created a fact sheet that overviews climate
negotiations in the past 20 years.
Starting with the original convergence of the UNFCCC, this description
is a good timeline that can serve as a base of information that others’ claims
can be compared to. From this factsheet
are also a number of useful links that further discuss the nature and outcomes
of negotiations.
"FAQs." Ministry of
Environment, Forest and Climate Change Government of India. Accessed November
11, 2015. http://envfor.nic.in/faqs.
This “Frequently Asked Questions” portion of the Indian Ministry
of Environment, Forest, and Climate Change website is an exhaustive list that
provides insight into Indian decision making in previous COPs. It questions Indian motives and why certain
intended outcomes were not reached and then offers the Indian explanation for
why events occurred as they did. While
the actual author is unknown, this document, speaking for the entire ministry,
is a unique compilation of many sources of information usually kept from the
public eye.
A nonprofit database that collects information on
international environmental agreements, INFORMEA has classified Indian behavior
and responses to previous environmental negotiations. Their clear and concise data and organization
allows researchers to quickly draw definitively on the history of international
climate negotiations.
Sharma, Sudhir. "Road To
Paris." Climate Action Network South Asia. October 30, 2015. Accessed
November 11, 2015. http://cansouthasia.net/.
The Climate Action Network South
Asia is an umbrella NGO that is comprised of other localized NGOs within South Asia. It is an aggregate actor in UNFCCC, joining
with other CANs from across the globe.
It also serves as a register for other Indian NGOs and is a bridge from
the international and national level to local issue based organizations. They are a unique organization with
international and transnational goals, but their delegated structure makes them
especially influential within negotiations.